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Nicole Sabrina Venuti Griffiths

Commonwealth Financial Network

San Diego, CA

San Pablo, CA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-06-04
  • CA RA
    APPROVED
    Since 2021-06-04

Branch Locations

600 West Broadway Suite 3200, San Diego, CA 92101 • United States

San Pablo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Boston MA 08/2014 12/2019
Abd Retirement Services, Inc. San Francisco CA 12/2019 Present
Commonwealth Financial Network San Diego CA 04/2021 Present
  • 08/2014 → 12/2019
    Fidelity Brokerage Services Llc
    Boston, MA
  • 12/2019 → Present
    Abd Retirement Services, Inc.
    San Francisco, CA
  • 04/2021 → Present
    Commonwealth Financial Network
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-17
  • S66 Uniform Combined State Law Examination
    2021-02-17
Other Names
  • Nicole Sabrina Venuti

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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