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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
14362 N Frank Lloyd Wright Blv Ste 1390, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Scottsdale | AZ | 06/2011 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Phoenix | AZ | 06/2011 | Present |
| Hannah Brown, Llc | Phoenix | AZ | 02/2015 | Present |
| Ywca Young Women's Forum Committee | Phoenix | AZ | 08/2015 | 03/2020 |
| Ywca Professional Advisory Board | Phoenix | AZ | 08/2018 | 03/2020 |
| Lpl Financial Llc | Scottsdale | AZ | 07/2021 | Present |
1) 07/12/2021- Business Entity For Tax/Investment Purposes Only - Hannah Brown LLC - Investment Related - Phoenix, AZ 85085 - Start Date:12/2014 -0 Hrs/Mth - 0 Hrs During Trading. 2) 07/12/2021- DBA for LPL Business (entity for LPL business) - Monarch Wealth Management - Investment Related - Scottsdale, AZ 85260 - Start Date:06/2019 - -0 Hrs/Mth - 0 Hrs During Trading. 3) 04/12/2022 - Mountainside Fitness - Not Investment Related - 2501 W Happy Valley Rd, Phoenix, AZ 85085 and other various Mountainside Fitness locations - Outside/W-2 Employment - substitute group fitness instructor - Start Date - 05/02/2022 - 5 Hours Per Month/ 0 Hours During Securities. 4) 12/15/2023 - Exclusive Insurance Brokerage - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 10/02/2023 - 10 Hrs/Mth - 10 Hrs During Trading. 5) 08/20/2025 -Everest Solutions - Not Investment Related - Outside/W-2 Employment - Home Based - Start Date:09/01/2025 - 72 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-19 |
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