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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-03-21 |
| TX | RA | APPROVED | 2025-03-21 |
Branch Locations
7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States
Belle Plaine, KS • United States
8301 East 21St Street Suite 320, Wichita, KS 67206 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 08/2014 | 03/2023 |
| Cambridge Investment Research Adivsors, Inc | Fairfield | IA | 08/2014 | 03/2023 |
| Wells Fargo Advisors Financial Network, Llc | Wichita | KS | 03/2023 | Present |
USD 357-BELLE PLAINE SCHOOLS, NOT INVT RELATED, BELLE PLAINE, KS, MIDDLE SCHOOL BASKETBALL COACH, START DATE 10/17/2022, 40 HRS PER MONTH, 0 HRS DURING TRADING, COACHING MIDDLE SCHOOL BOYS BASKETBALL. THEBLINDMAN, NOT INVT RELATED, BELLE PLAINE, KS, 100% OWNERSHIP, START DATE 10/1/2010, 16 HRS PER MONTH, 0 HRS DURING TRADING, WINDOW TREATMENT INSTALLATION BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-29 |
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