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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-06-30
TX RA APPROVED 2015-06-30
  • NC RA
    APPROVED
    Since 2015-06-30
  • TX RA
    APPROVED
    Since 2015-06-30

Branch Locations

806 Green Valley Rd Ste 100, Greensboro, NC 27408 • United States

380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Greensboro NC 06/2015 11/2016
Wells Fargo Clearing Services, Llc Greensboro NC 11/2016 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, INVT RELATED, GREENSBORO, NC, 100% OWNERSHIP, START 12/1/2020, 15 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. FOUR SIX INVESTMENTS, LLC; NOT INVESTMENT RELATED; GREENSBORO,NC; 100% OWNERSHIP WITH SPOUSE; START 3/27/2021; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; LLC USED FOR PURCHASING REAL ESTATE AND FLIPPING HOUSES. RENTAL PROPERTY, INV RELATED, GREENSBORO, NC, 100% OWNERSHIP, START 7/28/2022, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-26
  • S66 Uniform Combined State Law Examination
    2008-02-26
Other Names
  • Jeff Kerrigan

View on SEC IAPD

Other Firms

Other Investors

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