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Karen Lynn Dillon

J.P. Morgan Securities LLC

Mount Kisco, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-17
NY RA APPROVED 2021-11-24
NJ RA APPROVED 2017-10-20
  • TX RA
    APPROVED_RES
    Since 2023-08-17
  • NY RA
    APPROVED
    Since 2021-11-24
  • NJ RA
    APPROVED
    Since 2017-10-20

Branch Locations

16 East Main Street, Mount Kisco, NY 10549 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Mount Kisco NY 12/2007 Present
J.P. Morgan Securities Llc Mount Kisco NY 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-11
S63 Uniform Securities Agent State Law Examination 2008-01-25
  • S66 Uniform Combined State Law Examination
    2017-10-11
  • S63 Uniform Securities Agent State Law Examination
    2008-01-25
Other Names
  • Karen Lynn Bennett
  • Karen Lynn Bennett
  • Karen Lynn Bennett-Dillon
  • Karen Lynn Bennett-Dillon
  • Karen Lynn Bennett-Crane
  • Karen L Dillon

View on SEC IAPD

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