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Rian James Flad

Smb Financial Services, Inc.

Portland, OR

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Current Employers
Smb Financial Services, Inc.

11535 Sw 67Th Ave, Portland, OR 97223 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-22
OR RA APPROVED 2011-08-17
  • TX RA
    APPROVED_RES
    Since 2024-12-22
  • OR RA
    APPROVED
    Since 2011-08-17

Branch Locations

11535 Sw 67Th Ave, Portland, OR 97223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James Flad Cpa Pc Portland OR 01/1996 Present
Smb Financial Services, Inc. Portland OR 08/2011 Present
Previous Registrations
Other Businesses

INSURANCE AGENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-29
  • S66 Uniform Combined State Law Examination
    2009-01-29

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
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