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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-06-13
OR RA APPROVED 2022-05-09
CA RA APPROVED 2015-08-10
  • AZ RA
    APPROVED
    Since 2025-06-13
  • OR RA
    APPROVED
    Since 2022-05-09
  • CA RA
    APPROVED
    Since 2015-08-10

Branch Locations

2175 Nw Raleigh Street Suite 110, Portland, OR 97210 • United States

Portland, OR • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 08/2015 Present
Astle Investment Management Palm Desert CA 08/2015 Present
Previous Registrations
Other Businesses

1. Astle Investment Management, Inc. Part owner of entity created for securities business; Investment related; Conducted at the branch. 2. Fixed insurance sales; Located at 2175 NW Raleigh Street Suite 110 Portland, OR 97210, as of 8/10/2015; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-14
  • S66 Uniform Combined State Law Examination
    2008-04-14
Other Names
  • Nicholas A Astle
  • Nicholas Astle

View on SEC IAPD

Other Firms

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Other Offices

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