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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-13 |
| OR | RA | APPROVED | 2022-05-09 |
| CA | RA | APPROVED | 2015-08-10 |
Branch Locations
2175 Nw Raleigh Street Suite 110, Portland, OR 97210 • United States
Portland, OR • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 08/2015 | Present |
| Astle Investment Management | Palm Desert | CA | 08/2015 | Present |
1. Astle Investment Management, Inc. Part owner of entity created for securities business; Investment related; Conducted at the branch. 2. Fixed insurance sales; Located at 2175 NW Raleigh Street Suite 110 Portland, OR 97210, as of 8/10/2015; 5% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-14 |
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