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Joseph R Jennings

Cetera Investment Advisers LLC

Topeka, KS

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
KS RA APPROVED 2015-06-16
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • KS RA
    APPROVED
    Since 2015-06-16

Branch Locations

3701 Sw Wanamaker Road, Topeka, KS 66610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Corefirst Bank And Trust Topeka KS 04/2005 Present
Cetera Investment Services St. Cloud MN 09/2011 Present
Cetera Investment Advisers Llc Topeka KS 06/2015 Present
  • 04/2005 → Present
    Corefirst Bank And Trust
    Topeka, KS
  • 09/2011 → Present
    Cetera Investment Services
    St. Cloud, MN
  • 06/2015 → Present
    Cetera Investment Advisers Llc
    Topeka, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-04
S63 Uniform Securities Agent State Law Examination 2009-03-19
  • S66 Uniform Combined State Law Examination
    2015-06-04
  • S63 Uniform Securities Agent State Law Examination
    2009-03-19

View on SEC IAPD

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ALLISON ANNE ARMITAGE
MARK E YOUNG
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KURT C GUTH
Joshua Matthew Wyatt
Christopher Lee Jones
Jacob Allen Lindstrom

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