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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
11811 Bernardo Plaza Ct, San Diego, CA 92128 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | San Diego | CA | 11/2007 | Present |
| Bank Of America,N.A. | San Diego | CA | 06/2011 | Present |
I*25595FOR-PROFITORGANIZATION NAMEOFOUTSIDEBUSINESSORGANIZATION:WILLOWWOOD, LLC INVESTMENTRELATED:Y ADDRESSOFBUSINESS:SANDIEGO,CA92127 NATUREOFBUSINESS:LLC, POSITION,TITLE,ASSOCIATION:OWNER, STARTDATEOFRELATIONSHIP:10101 NUMBEROFHRSDEVOTED:5HRSQUARTERLY NUMBEROFHRSDEVOTEDDURINGTRADING HRS:0 DUTIES:MANAGING MEMBER/OWNER FORPROFIT NAMEOFOUTSIDEBUSINESSORGANIZATION:POA INVESTMENTRELATED:Y ADDRESSOFBUSINESS:SANDIEGO,CA92127 NATUREOFBUSINESS:ACTINGASPOAFORFAMILYMEMBER POSITION,TITLE,ASSOCIATION:POA STARTDATEOFRELATIONSHIP:01042012 NUMBEROFHRSDEVOTEDPERMONTH:1 HOUR NUMBEROFHRSDEVOTEDDURINGSECURITIESTRADINGHRS:½ TO 1 HOUR/MONTH DUTIES:MANAGE INVESTMENT ACCOUNTS, CHECKING AND BILL PAYMENTS FOR MY MOTHER'S ACCOUNTS FORPROFIT NAMEOFOUTSIDEBUSINESSORGANIZATION:RENTAL INVESTMENTRELATED:Y ADDRESSOFBUSINESS:SANDIEGO,CA92127 NATUREOFBUSINESS:RENTALPROPERTY POSITION,TITLE,ASSOCIATION:OWNER STARTDATEOFRELATIONSHIP:05082002 NUMBEROFHRSDEVOTEDPERMONTH:2QUARTERLY NUMBEROFHRSDEVOTEDDURINGSECURITIESTRADING HRS:0 YOUR DUTIES:SINGLE FAMILY RESIDENTIAL RENTAL PROPERTY.MY HUSBAND AND I OWN THE RENTAL PROPERTY AS A LONG TERM REAL ESTATE INVESTMENT. FORPROFIT NAMEOFOUTSIDEBUSINESSORGANIZATION:RENTALPROPERTY INVESTMENTRELATED:Y ADDRESSOFBUSINESS:SANDIEGO,CA92127 NATUREOFBUSINESS:RENTALPROPERTY POSITION,TITLE,ASSOCIATION:OWNER STARTDATEOFRELATIONSHIP:08191999 NUMBEROFHRSDEVOTEDPERMONTH:2QUARTERLY NUMBEROFHRSDEVOTEDDURINGSECURITIESTRADINGHRS:0 YOURDUTIES:SINGLE FAMILY RESIDENTIAL RENTAL PROPERTY.MY HUSBAND AND I OWN THE RENTAL PROPERTY AS A LONG TERM REAL ESTATE INVESTMENT. I*93376FOR-PROFITORGANIZATION NAMEOFOUTSIDEBUSINESSORGANIZATION:NANCYPARRETT INVESTMENTRELATED:Y ADDRESSOFBUSINESS:SANDIEGO,CA92127 NATUREOFBUSINESS:OTHER,OWNEDBYNANCYPARRETT POSITION,TITLE,ASSOCIATION:OWNER, STARTDATEOFRELATIONSHIP:4302015 NUMBEROFHRSDEVOTED:2HRSQUARTERLY NUMBEROFHRSDEVOTEDDURINGTRADING HRS:0 I*55212For-ProfitOrganization Nameofoutsidebusinessorganization:NancyParrett Investmenrelated:Y Addressofbusiness:SanDiego,CA92127 Natureofbusiness:Other,PropertyisownedbyNancyParrett CompensationforActivity:Y Position,title,association:Owner, Startdateofrelationship:751999 Numberofhrsdevoted:2hrsQuarterly Numberofhrsdevotedduringtrading hrs:0 Duties:Single family residential rental property.My husband and I own the property as a long terminvestment. I*106096For-ProfitOrganization Nameofoutsidebusiness:NancyParrett Investmentrelated:Y Addressofbusiness:Portland,OR97229 Natureofbusiness:Other,Owner NancyParrett Position,title,association:Owner, Startdateofrelationship:712017 Numberofhoursdevoted:5hrs Annually Numberofhoursdevotedduringtrading hours:0 Duties:We purchased a single family townhouse residence in Portland Oregon that we will use as a Second home in in the future.We are currently leasing the home to pay for ongoing mortgage and expenses.The home is managed through a property manager. I*427Nancy ParrettEl Paso, Texas 799126/18/20041 hour(s) I*5105 Nancy Parrett El Paso, Texas 79912 7/5/1999 I*1666 Nancy Parrett El Paso, Texas 79912 4/30/2015 1 hour(s) 0 I*426 Nancy Parrett San Diego, California 92127 I*423 For profit or not for profit: Nancy Parrett San Diego, California 92127 5/8/2002 I*425 Nancy Parrett San Diego, California 92127 6/18/2004 1 hour(s) 2 hour(s) 6/18/2004 1 hour(s) I*424 Nancy Parrett San Diego, California 92127 8/19/1999 1 hour(s) 0 I*8175 Nancy Parrett Portland, Oregon 97229 7/3/2017 Status: APPRVD I*509885 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: Address of business: San Diego, California, 92127 Position, title, association: Co-owner with other family members, Start date of relationship: Number of hours devoted: 1 hour(s) Monthly
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-22 |
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