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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-07-31
TX RA APPROVED 2020-07-31
  • MI RA
    APPROVED
    Since 2020-07-31
  • TX RA
    APPROVED
    Since 2020-07-31

Branch Locations

101 S. Main Street Suite 200, Rochester, MI 48307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Clinton Twp MI 08/2014 04/2017
Raymond James & Associates, Inc. Clinton Township MI 04/2017 07/2020
Raymond James Financial Services, Inc. Rochester MI 07/2020 Present
Raymond James Financial Services Advisors, Inc. Rochester MI 07/2020 Present
Previous Registrations
Other Businesses

(1) Name of Business: Sapientia Private Wealth Management, LLC Address: 101 S Main St Ste 200, Rochester, MI, 48307, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/27/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is our DBA for RJFS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-22
  • S66 Uniform Combined State Law Examination
    2009-04-22
Designations
Other Names
  • Beth Lauren Ensign
  • Beth L Ensign
  • Beth Lauren Decker
  • Beth L Decker

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rochester, MI

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