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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-07-31 |
| TX | RA | APPROVED | 2020-07-31 |
Branch Locations
101 S. Main Street Suite 200, Rochester, MI 48307 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Clinton Twp | MI | 08/2014 | 04/2017 |
| Raymond James & Associates, Inc. | Clinton Township | MI | 04/2017 | 07/2020 |
| Raymond James Financial Services, Inc. | Rochester | MI | 07/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Rochester | MI | 07/2020 | Present |
(1) Name of Business: Sapientia Private Wealth Management, LLC Address: 101 S Main St Ste 200, Rochester, MI, 48307, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/27/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is our DBA for RJFS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-22 |
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