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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-11 |
| CA | RA | APPROVED | 2009-09-04 |
Branch Locations
1211 Sw 5Th Ave, Portland, OR 97204 • United States
Stockton, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sacramento | CA | 08/2009 | Present |
| Bank Of America,Na | Stockton | CA | 11/2009 | Present |
I*120558 For profit or not for profit: For-Profit Organization Name of outside business organization: Renbukai Karate Club Investment related: N Address of business: Stockton, California 95209 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 2/5/2019 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I teach martial arts to children at no cost.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-14 |
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