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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2016-05-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 05/2016 | Present |
| Bank Of America, N.A. | Hunt Valley | MD | 05/2016 | Present |
I*1100263 For profit or not for profit: Entity For Profit Name of outside business organization: Walmart Spark Investment related: N Address of business: Shrewsbury, Pennsylvania, 17361 Nature of business: ["Corporation"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 12/12/2022 Number of hours devoted: 8 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , to deliver goods from the store to client's homes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-08 |
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