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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-23
IL RA APPROVED 2021-12-08
  • TX RA
    APPROVED
    Since 2023-06-23
  • IL RA
    APPROVED
    Since 2021-12-08

Branch Locations

10 West Illinois Street Suite 120, St. Charles, IL 60174 • United States

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc St. Charles IL 03/2014 Present
Highpoint Planning Partners Dba Onpath Financial St. Charles IL 03/2014 Present
  • 03/2014 → Present
    Lpl Financial Llc
    St. Charles, IL
  • 03/2014 → Present
    Highpoint Planning Partners Dba Onpath Financial
    St. Charles, IL
Previous Registrations
  • 2014-03-10 → 2021-12-31
    Highpoint Planning Partners
    St. Charles, IL
    Downers Grove, IL
    St. Charles, IL
  • 2011-11-01 → 2015-12-04
    Glen Ellyn, IL
  • 2008-01-09 → 2014-03-07
    Geneva, IL
    Schaumburg, IL
    Schaumburg, IL
Other Businesses

(1) 03/07/2014 - DBA ONLY - ONPATH FINANCIAL - ST. CHARLES, IL (2) 07/01/2014 - HIGHPOINT PLANNING PARTNERS, LLC- REGISTERED INVESTMENT ADVISOR DBA - (HYBRID) ONPATH FINANCIAL - IAR FOR RIA- TIME SPENT 20% - ST. CHARLES, IL (3) HIGHPOINT ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR HYBRID - TIME SPENT 80 HOURS PER MONTH - ST. CHARLES, IL (4) 05/24/2016 * Breitenbach Financial Services, LLC. * Business Entity For Tax/Investment Purposes Only * inv rel * 1504 Coolidge Ave, Wheaton, IL 60189 * Commission and Fee-based asset management, financial planning * start 11/17/2015 * 1 hr/mo; 0 hrs during secs trdg hrs. (5) 5/29/2018 - Leaders Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 12/01/2016 - 2 Hours Per Month/2 Hours During Securities Trading. (6) 10/14/2022 - Wheaton Park District - Not Investment Related - Wheaton, IL-Various-All Park District Fields - Outside/W-2 Employment - Assistant Coach - Start Date: 09/20/2022 - 20 Hours Per Month/0 Hours During Securities Trading - I am an assistant coach with the Wheaton United Soccer Club.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-08
  • S66 Uniform Combined State Law Examination
    2008-01-08

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