David William Prockter

Current Employers

Employment History

• 10/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  White Plains, NY
• 12/2013 → Present
  Bank Of America N.A.
  White Plains, NY

Other Businesses

I*94472FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: COL-LAR ENTERPRISESINVESTMENT RELATED: NADDRESS OF BUSINESS:SOUTH SALEM, NEW YORK 10590NATURE OF BUSINESS: S-CORP,POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 1/1/2016NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MY PARENTS WHO OWN THE COMPANY ARE PREPARING FOR RETIREMENT AND ASKED FOR ADVICE IN HOW TO MOVE THE COMPANY AND RESTRUCTURE IT SO THEY DO NOT NEED TO BE HANDS ON. I HELPED FIND A NEW LOCATION AND CONTINUE TO PROVIDE ADVICE. I WILL BE INHERITING IT I*135698For profit or not for profit: For-Profit OrganizationName of outside business organization: Prockter Aviation LLCInvestment related: NAddress of business:Lagrangeville, New York 12540Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 1/31/2021Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Buying a private aircraft and will be occasionally leasing it to the facility at Westchester Airport under the LLC I*2930331, Entity Type: Entity For Profit, Name of OBA: GP SOUP, Address: Mineral Bluff, Georgia, 30559, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 10/03/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Just paying the bills, Just an LLC to hold the rental property

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-12
• S63 Uniform Securities Agent State Law Examination
  2000-12-15