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Harley David Bohrman

Wells Fargo Clearing Services, LLC

Minneapolis, MN

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-30
MN RA APPROVED 2013-11-06
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2015-03-30
  • MN RA
    APPROVED
    Since 2013-11-06
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

90 S 7Th St 1St & 2Nd Fls, Minneapolis, MN 55402 • United States

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Minneapolis MN 02/2007 Present
Wells Fargo Advisors Llc Minneapolis MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 Present
  • 02/2007 → Present
    Wells Fargo Bank
    Minneapolis, MN
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Minneapolis, MN
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
Previous Registrations
  • 2008-03-12 → 2011-01-03
    Wells Fargo Investments, Llc
    Minneapolis, MN
Other Businesses

RENTAL PROPERTY, INVT RELATED, SAINT PAUL, MN, 100% OWNERSHIP, START DATE 2/1/2020, 10 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-07
  • S66 Uniform Combined State Law Examination
    2008-03-07

View on SEC IAPD

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