Brian Douglas Self

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 07/2022
  Principal Life Insurance Company
  Bakersfield, CA
• 03/2016 → 07/2022
  Principal Securities Inc
  Bakersfield, CA
• 07/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bakersfield, CA
• 09/2022 → Present
  Bank Of America, N.A.
  Bakersfield, CA

Previous Registrations

• 2014-02-19 → 2022-07-21
  Principal Securities, Inc.
  Bakersfield, CA
  Roseville, CA
• 2011-01-11 → 2014-02-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bakersfield, CA
• 2009-06-15 → 2010-12-01
  Edward Jones
  St Louis, MO
  Bakersfield, CA
• 2008-01-18 → 2009-05-13
  Ubs Financial Services Inc.
  Bakersfield, CA

Other Businesses

BNI POSITION: Vice President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 05/15/2022 ADDRESS: 4900 California, Ste 120B, Bakersfield CA 93309, United States DESCRIPTION: Vice President of a networking group. The role is to provide qualified referrals to other members who are from various industries. Vice President serves to run meetings when the President is absent and to track attendance and referrals.

Exams

• S66 Uniform Combined State Law Examination
  2008-01-17

Other Names

• Brian D Self