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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-31
  • AZ RA
    APPROVED
    Since 2025-10-31

Branch Locations

7025 N Scottsdale Rd Ste 115 &110, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Denver CO 07/2011 03/2017
Massmutual Life Insurance Co Scottsdale AZ 07/2016 11/2019
Mml Investors Services, Llc Scottsdale AZ 03/2017 12/2019
Independent Financial Group Sun City West AZ 12/2019 09/2025
Eclectic Advisors Phoenix AZ 05/2025 Present
Cetera Investment Advisers Llc Schauburg IL 10/2025 Present
Cetera Advisors Llc St Cloud MN 10/2025 Present
  • 07/2011 → 03/2017
    Metlife Securities Inc.
    Denver, CO
  • 07/2016 → 11/2019
    Massmutual Life Insurance Co
    Scottsdale, AZ
  • 03/2017 → 12/2019
    Scottsdale, AZ
  • 12/2019 → 09/2025
    Independent Financial Group
    Sun City West, AZ
  • 05/2025 → Present
    Eclectic Advisors
    Phoenix, AZ
  • 10/2025 → Present
    Schauburg, IL
  • 10/2025 → Present
    Cetera Advisors Llc
    St Cloud, MN
Previous Registrations
  • 2019-12-11 → 2025-10-31
    Sun City West, AZ
    Sun City West, AZ
    San Diego, CA
    Wickenburg, AZ
    Phoenix, AZ
  • 2017-03-25 → 2019-12-16
    Phoenix, AZ
    Tempe, AZ
    Phoenix, AZ
    Scottsdale, AZ
  • 2011-08-29 → 2017-03-25
    Msi Financial Services, Inc.
    Tempe, AZ
    Greenwood Village, CO
    Glendale, AZ
    Greenwood Village, CO
    Phoenix, AZ
  • 2010-09-17 → 2011-07-06
    Glendale, AZ
    Plano, TX
  • 2009-03-10 → 2009-08-20
    Sii Investments, Inc.
    Tempe, AZ
    Scottsdale, AZ
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2001 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: WILDE WEALTH HEALTH INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE IMO START DATE: 09/2025 POSITION/TITLE/RELATIONSHIP: INSURANCE PRODUCER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SALE OF HEALTH INSURANCE; 3. NAME OF OTHER BUSINESS: ECLECTIC ADVISORS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FAMILY ESTATE PLANNING COMMISSIONS START DATE: 05/2025 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: FEES PAID OUT TO THIS ENTITY; 4. NAME OF OTHER BUSINESS: WILDE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 09/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: REP FOR BOOK OF BUSINESS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-19
S63 Uniform Securities Agent State Law Examination 2007-12-10
  • S65 Uniform Investment Adviser Law Examination
    2009-01-19
  • S63 Uniform Securities Agent State Law Examination
    2007-12-10
Other Names
  • Dave Hickson

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