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Rachel Elizabeth Eckman

Wells Fargo Clearing Services, LLC

Holladay, UT

Boise, ID

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2013-07-22
  • UT RA
    APPROVED
    Since 2013-07-22

Branch Locations

6550 S Millrock Dr Ste 100, Holladay, UT 84121 • United States

101 S Capitol Blvd 7Th Fl [Support Center], Boise, ID 83702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Salt Lake City UT 05/2001 Present
Wells Fargo Advisors Llc Salt Lake City UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
  • 05/2001 → Present
    Wells Fargo Bank, N.A.
    Salt Lake City, UT
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Salt Lake City, UT
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-19
S63 Uniform Securities Agent State Law Examination 2008-05-07
  • S66 Uniform Combined State Law Examination
    2013-07-19
  • S63 Uniform Securities Agent State Law Examination
    2008-05-07

View on SEC IAPD

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