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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-17 |
| CO | RA | APPROVED | 2022-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Highwater Wealth Management, Llc | Glendale | CO | 08/2015 | 06/2019 |
| Jpmorgan Chase Bank, N.A. | Denver | CO | 04/2022 | Present |
| J.P. Morgan Securities Llc | Denver | CO | 04/2022 | Present |
| Us Bank | Denver | CO | 06/2019 | 04/2022 |
Entity Name: Parkinson Association of the Rockies Investment related: Yes Address: 1325 S. Colorado Blvd Suite 204B Denver CO 80222 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The Parkinson Association of the Rockies provides vital care to enhance the quality of life for individuals with Parkinson’s disease through education, research, awareness and support for those with the disease, their families and the community.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-04 |
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