Paula Kay Berends

Current Employers

Employment History

• 11/2007 → 03/2018
  Securian Financial Services, Inc.
  St. Paul, MN
• 10/2003 → 03/2018
  Minnesota Life Insurance Company
  St. Paul, MN
• 02/2014 → 12/2017
  H.BEck, Inc
  Bethesda, MD
• 02/2014 → 03/2018
  Cri Securities Llc
  St Paul, MN
• 03/2018 → 03/2020
  Ameriprise Financial Services, Inc.
  Minneapolis, MN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Minneapolis, MN

Previous Registrations

• 2016-04-21 → 2018-03-26
  Securian Financial Services, Inc.
  St Paul, MN
• 2016-04-21 → 2018-03-26
  Cri Securities, Llc
  St Paul, MN
• 2016-04-21 → 2017-10-13
  Grove Point Investments, Llc
  St Paul, MN
  Rockville, MD

Other Businesses

Name of Activity: BAND AT WEDDINGS/FUNERALS; Date Activity Started/modified/ended: 3/26/2018; Type of Activity: SMALL BUSINESS; Role/Relationship: INDEPENDENT CONTRACTOR; Responsibilities: OCCASIONALLY SINGS AT WEDDINGS/FUNERALS WITH A BAND; Total Hours Per Month: 0 - 20; Hours Per Month During Trading Hours:0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? NO; -----END----- Name of Activity: Royal Order of Klondike Kates; Date Activity Started/Modified/Ended: 4/27/2023; Type of Activity: Non-Profit; Role/Relationship: Officer; Responsibilities: Organize events, Long-term planning, Conflict resolution, prioritizing appearances; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams

• S66 Uniform Combined State Law Examination
  2016-04-13
• S63 Uniform Securities Agent State Law Examination
  2008-11-13