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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-30 |
| OH | RA | APPROVED | 2014-05-02 |
Branch Locations
3825 Edwards Road Suite 210, Cincinnati, OH 45209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual | Cincinnati | OH | 11/2007 | Present |
| Mml Investors Services | Cincinnati | OH | 01/2014 | Present |
(1) NAME: KESSLING FINANCIAL GROUP INV REL:Y ADDR: 3825 EDWARDS ROAD CINCINNATI, OH. 45209 NATURE: LIFE, HEALTH, P&C INSURANCE SALES POSITION: SALES, AGENT START: 3/28/2012 NO HR/MO: 10 NO HR/MO DUR TRADING: 5 (2) NAME: KH NORRIS, LLC INV REL: Y ADDR: 219 LAKEMONT LANE, CARYVILLE,TN 37714 NATURE: PURCHASE REAL PROPERTY IN TENNESSEE POSITION: OWNERSHIP START: 02/13/2019 NO HR/MO: 0 NO HR/MO DUR TRADING: 0 DESCRIBE DUTIES: PURCHASE REAL PROPERTY WITH FRIEND AND PART BUSINESS OWNER (3) NAME: KW ENTERPRISES INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 03/28/2012 NO HR/MO: 10 NO HR/MO DUR TRADING: 0. (4) NAME: POWELL VALLEY RESORT, LLC INV RELATED: Y ADDR: 600 POWELL VALLEY MARINA DR. LAFOLLETTE, TN. 37766 NATURE: REALTOR/REAL ESTATE, RENTAL INCOME, RESTAURANT/ BAR WORK AND RETAIL SALES POSITION: INVESTOR START DATE: 11/04/2020 NO HRS/MO: 8 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: ASSIST WITH ANALYZING THE FINANCIALS AND FUTURE PURCHASES.. (5) NAME: KESSLING FINANCIAL LLC INV REL: Y ADD: 3825 EDWARDS RD, SUITE 210, CINCINNATI, OH 45209 NATURE: PROCESSING EXPENSES FOR THE KESSLING TEAM POSITION: PART OWNER START DATE: 01/10/2022 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4 DESCRIBE DUTIES: NO COMPENSATION, LOOKING FOR UNIFORMITY FOR SHARED EXPENSES FOR THE TEAM. (6) NAME: HEK & LFK, LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 01/14/2026 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4 DESCRIBE DUTIES: TRACKING INCOME FOR THE YEAR FOR ALL BUSINESS COMING IN
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-10-14 |
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