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Michael Stephan Mare

Nova Financial Services

Colorado Springs, CO

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Current Employers
Nova Financial Services

1630 E River Rd Suite 212, Tucson, AZ 85718 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2014-11-03
  • CO RA
    APPROVED
    Since 2014-11-03

Branch Locations

90 S. Cascade Avenue Ste. 1010, Colorado Springs, CO 80903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Securities, Inc. Camarillo CA 11/2014 08/2018
Nova Financial, Llc Colorado Springs CO 11/2014 Present
  • 11/2014 → 08/2018
    Mutual Securities, Inc.
    Camarillo, CA
  • 11/2014 → Present
    Nova Financial, Llc
    Colorado Springs, CO
Previous Registrations
  • 2012-01-25 → 2014-11-10
    New England Securities
    Colorado Springs, CO
  • 2010-10-26 → 2011-11-17
    Key Investment Services Llc
    Colorado Springs, CO
    Denver, CO
  • 2008-02-05 → 2010-10-19
    Edward Jones
    Colorado Springs, CO
    Colorado Springs, CO
    Woodland Park, CO
    St Louis, MO
    Manitou Springs, CO
Other Businesses

1. FREELANCE SINGER, START: 11/2014, ADDRESS' VARY, SOLE PROPRIETORSHIP, NOT INVESTMENT RELATED, 15 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 2.NOVA FINANCIAL, LLC DBA QUANTUM WEALTH STRATEGIES LLC, START: 11/2014, 2225 OAK HILLS DR. COLORADO SPRINGS, CO, S-CORP/LLC, PASS THROUGH ENTITY FOR FEES/COMMISSIONS, CEO, INVESTMENT RELATED, 5 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-17
  • S66 Uniform Combined State Law Examination
    2008-01-17
Other Names
  • Michael Mare

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SEAMOUNT FINANCIAL GROUP INC
UBS FINANCIAL SERVICES INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
OSAIC WEALTH, INC.

Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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