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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-18
MO RA APPROVED 2011-05-09
  • TX RA
    APPROVED_RES
    Since 2016-08-18
  • MO RA
    APPROVED
    Since 2011-05-09

Branch Locations

14767 North Outer 40 Rd Fl 2, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Town And Country MO 05/2011 11/2016
Wells Fargo Clearing Services, Llc Town And Country MO 11/2016 Present
Previous Registrations
  • 2008-03-04 → 2011-05-10
    Webster Groves, MO
    Webster Groves, MO
    St Louis, MO
Other Businesses

SOCIETY OF ST. VINCENT DE PAUL; NOT INV. RELATED; ST. LOUIS, MO; VICE PRESIDENT; START DATE 6/2017; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS AND MANAGE HOTLINE CALLS TO ASSIST CALL-INS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-28
  • S66 Uniform Combined State Law Examination
    2008-02-28
Other Names
  • Richard Hagedorn

View on SEC IAPD

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