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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-26 |
| AZ | RA | APPROVED | 2025-02-03 |
| TX | RA | APPROVED | 2025-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Yuma | AZ | 10/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Yuma | AZ | 03/2020 | 01/2025 |
| Lpl Financial Llc | Yuma | AZ | 01/2025 | Present |
1) 1/2025- Schulte Financial Services LLC- owner - Business Entity For Tax/Investment Purposes Only- non-inv. related - Yuma, AZ- start date 3/01/2010- 1hr per mth /0 during trading. 2) 1/2025- Southwest ATMs LLC - business co- owner- non-inv. related- Yuma, AZ - start date 10/29/2009- 4hrs per mth/ 0 during trading 3) 1/2025- Real Estate Rental - Managing member / co-owner - Inv. Related- San Diego, CA- start date 1/2022- 1hr per mth / 0 during trading 4) 1/2025- Steve Schulte LLC - owner - Business Entity For Tax/Investment Purposes Only- non-inv. related - Yuma, AZ- start date 3/01/2010- 1hr per mth /0 during trading. 5) 01/31/2025 - Southwest Advisory Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/01/2025 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-08 |
| S66 | Uniform Combined State Law Examination | 2000-07-26 |
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