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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-18 |
| AZ | RA | APPROVED | 2023-10-10 |
| TX | RA | APPROVED_RES | 2023-06-08 |
Branch Locations
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | New York | NY | 05/2012 | Present |
1. VANESSA A. GUTIERREZ LIVING TRUST POSITION: Trustee NATURE: Trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/26/2021 DESCRIPTION: I am the trustee for my own living trust 2. Power of Attorney For Luis Gutierrez POSITION: POA NATURE: POA INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/26/2021 DESCRIPTION: The POA has not been enacted as of today's date, but I am submitting prior to such time to ensure approval
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-07 |
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