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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-04-29 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Lakeville, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 08/2016 | Present |
(1) ROSE CREEK HOME OWNERS ASSOCIATION; ADDRESS: 971 SIBLEY MEMORIAL HWY, STE 350, ST. PAUL, MN 55118; BUSINESS DESCRIPTION: HOME OWNERS ASSOCIATION; NOT INVESTMENT RELATED; START DATE: 11/01/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: TREASURER; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-21 |
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