Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-05-30
  • TN RA
    APPROVED
    Since 2013-05-30

Branch Locations

1770 Kirby Pkwy Ste 400 Forum Iii, Memphis, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jim E Meeks Memphis TN 01/2013 Present
Northwestern Mutual Investment Services, Llc Memphis TN 02/2013 Present
Metal And Mud Designs Memphis TN 01/2009 Present
Other Businesses

100% OWNER, 3RD SHIFT DESIGN STUDIOS, 7269 EASTERN AVENUE, GERMANTOWN, , TENNESSEE, 38138, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 02/22/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, DESIGNING AND SELLING PRODUCTS ON ETSY, non investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-28
S63 Uniform Securities Agent State Law Examination 2008-04-18
  • S65 Uniform Investment Adviser Law Examination
    2013-05-28
  • S63 Uniform Securities Agent State Law Examination
    2008-04-18
Other Names
  • Sara Catherine Schmidle
  • Sara Catherine Schmidle

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Memphis, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor