Elizabeth Ann Galvin

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2008-04-28
OH	RA	APPROVED	2008-01-02

TX RA
APPROVED

Since 2008-04-28
OH RA
APPROVED

Since 2008-01-02

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Cincinnati	OH	10/2007	Present

10/2007 → Present

Ubs Financial Services Inc.

Cincinnati, OH

Other Businesses

Children's Theatre of Cincinnati,OHUnited States45277www.thechildrenstheatre.comNoCharityCharityI am on the board of directorsActiveMember of Board of directorsAssist in advising the staff and helping to create fundraising activities30,Start Date -8/3/2020

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-28

S66 Uniform Combined State Law Examination

2007-12-28

Other Names

Elizabeth A Galvin

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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