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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-17
  • NJ RA
    APPROVED
    Since 2025-09-17

Branch Locations

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

29 Princeton Hightstown Rd, East Windsor, NJ 08520 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Lakewood NJ 09/2014 09/2025
Jp Morgan Chase Bank Deal NJ 09/2014 05/2017
Jpmorgan Chase Bank, N.A. Lakewood NJ 05/2017 09/2025
Wells Fargo Clearing Services, Llc Oakhurst NJ 09/2025 Present
Previous Registrations
  • 2017-03-10 → 2025-09-26
    Deal, NJ
    Long Branch, NJ
    Bradley Beach, NJ
    Wall Township, NJ
    Wall Township, NJ
    Lakewood, NJ
    Lakewood, NJ
    Lakewood, NJ
    Lakewood, NJ
    Lakewood, NJ
    Lakewood, NJ
Other Businesses

Entity Name: Learn & Play Basketball LLC Investment related: No Address: 37 Hidden Stream Rd Freehold NJ 07728 Nature of the other business: Sports Position/Title/Relationship: Owner/Partner Start Date: 02/15/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Basketball Training ACTIVITY TYPE: 4 - OUTSIDE BUSINESS ACTIVITY WITH A NOT-FOR-PROFIT ORGANIZATION NAME OF ENTITY: MAXSTRONG POSITION: BOARD MEMBER / TREASURER START DATE: 6/1/2018 ADDRESS: Red Bank, New Jersey DETAILS: WWW.MAXSTRONGNJ.ORG. RAISE MONEY FOR THE SUSTAINED INCLUSIVE SUPPORT OF MAXWELL HOLDEN AND THE HOLDEN FAMILY TO COVER THE COST OF TREATMENT AND INDIRECT EXPENSES RELATED TO HIS DIAGNOSIS OF NEUROBLASTOMA, A RARE PEDIATRIC CANCER. WHAT IS YOUR PROPOSED. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): A FEW HOURS A YEAR HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-03
S63 Uniform Securities Agent State Law Examination 2008-01-04
  • S66 Uniform Combined State Law Examination
    2017-03-03
  • S63 Uniform Securities Agent State Law Examination
    2008-01-04
Other Names
  • Edward W Guerin
  • Edward Guerin
  • Will Guerin

View on SEC IAPD

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