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Brad Simonds

Mml Investors Services, LLC

West Hartford, CT

Windsor, CT

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-25
CT RA APPROVED 2015-02-13
  • TX RA
    APPROVED_RES
    Since 2023-04-25
  • CT RA
    APPROVED
    Since 2015-02-13

Branch Locations

65 Lasalle Road Suite 200 & 316, West Hartford, CT 06107 • United States

Windsor, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company West Hartford CT 09/2007 Present
Msi Financial Services, Inc. Springfield MA 11/2016 03/2017
Mml Investors Services, Llc West Hartford CT 03/2017 Present
  • 09/2007 → Present
    Massmutual Life Insurance Company
    West Hartford, CT
  • 11/2016 → 03/2017
    Msi Financial Services, Inc.
    Springfield, MA
  • 03/2017 → Present
    Mml Investors Services, Llc
    West Hartford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-17
S63 Uniform Securities Agent State Law Examination 2007-11-12
  • S65 Uniform Investment Adviser Law Examination
    2009-09-17
  • S63 Uniform Securities Agent State Law Examination
    2007-11-12

View on SEC IAPD

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Other Offices

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
COMMONWEALTH FINANCIAL NETWORK · West Hartford, CT
JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
PRIME CAPITAL FINANCIAL · West Hartford, CT
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