James Alex Lancaster

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 10/2017
  Bb&T Bank
  Huntsville, AL
• 06/2014 → 11/2017
  Bbtis
  Charlotte, NC
• 02/2018 → Present
  Cetera Investment Advisers Llc
  Huntsville, AL
• 02/2018 → Present
  Cetera Investment Services Llc
  St. Cloud, MN
• 02/2018 → Present
  Regions Bank
  Huntsville, AL

Previous Registrations

• 2014-09-04 → 2017-10-26
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Huntsville, AL

Other Businesses

1.) RENTAL PROPERTIES-2 MANAGED BY THIRD PARTY PROPERTY MANAGER. OWNER

Exams

• S66 Uniform Combined State Law Examination
  2014-09-03
• S63 Uniform Securities Agent State Law Examination
  2007-12-27

Other Names

• James Lancaster