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James Alex Lancaster

Cetera Investment Advisers LLC

Huntsville, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
AL RA APPROVED 2018-02-27
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • AL RA
    APPROVED
    Since 2018-02-27

Branch Locations

508 Madison Street, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Huntsville AL 06/2014 10/2017
Bbtis Charlotte NC 06/2014 11/2017
Cetera Investment Advisers Llc Huntsville AL 02/2018 Present
Cetera Investment Services Llc St. Cloud MN 02/2018 Present
Regions Bank Huntsville AL 02/2018 Present
  • 06/2014 → 10/2017
    Bb&T Bank
    Huntsville, AL
  • 06/2014 → 11/2017
    Bbtis
    Charlotte, NC
  • 02/2018 → Present
    Cetera Investment Advisers Llc
    Huntsville, AL
  • 02/2018 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 02/2018 → Present
    Regions Bank
    Huntsville, AL
Previous Registrations
  • 2014-09-04 → 2017-10-26
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Huntsville, AL
Other Businesses

1.) RENTAL PROPERTIES-2 MANAGED BY THIRD PARTY PROPERTY MANAGER. OWNER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-03
S63 Uniform Securities Agent State Law Examination 2007-12-27
  • S66 Uniform Combined State Law Examination
    2014-09-03
  • S63 Uniform Securities Agent State Law Examination
    2007-12-27
Other Names
  • James Lancaster

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
RAYMOND JAMES & ASSOCIATES, INC.
TRUIST ADVISORY SERVICES, INC.
WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AXIENT INVESTMENT ADVISORS LLC

Other Investors

ERIC TY KING
MARK ANTHONY RUSSELL
JOHN K WALTERS
TIMOTHY RANN ROBERTS
MATTHEW RICHARD BARNES
ROGER SAMUEL BARNES
LANCE CHRISTOPHER ERNEST
ROBERT WILSON MOORES

Other Offices

LPL FINANCIAL LLC · HUNTSVILLE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Huntsville, AL
OSAIC WEALTH, INC. · HUNTSVILLE, AL
LPL FINANCIAL LLC · HUNTSVILLE, AL
RAYMOND JAMES & ASSOCIATES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
CETERA INVESTMENT ADVISERS LLC · Huntsville, AL

More in Huntsville, AL

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