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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-17
MN RA APPROVED 2015-07-24
  • TX RA
    APPROVED_RES
    Since 2021-04-17
  • MN RA
    APPROVED
    Since 2015-07-24

Branch Locations

100 South 5Th Street Suite 2450, Minneapolis, MN 55402 • United States

100 South Fifth Street Suite 2300, Minneapolis, MN 55402 • United States

815 Cloquet Ave, Cloquet, MN 55720 • United States

Lake Elmo, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Minneapolis MN 06/2015 Present
Mml Investors Services, Llc Minneapolis MN 07/2015 Present
Previous Registrations
Other Businesses

NAME: ATLAS WEALTH MANAGEMENT INV REL: Y ADD: 100 S. 5TH STREET, SUITE 2450, MINNEAPOLIS, MN 55402 NATURE: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, & HEALTH POSITION: SALES, AGENT START DATE: 6/16/2015 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-11
S63 Uniform Securities Agent State Law Examination 2008-02-14
  • S65 Uniform Investment Adviser Law Examination
    2013-11-11
  • S63 Uniform Securities Agent State Law Examination
    2008-02-14

View on SEC IAPD

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