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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-05 |
| CO | RA | APPROVED | 2021-09-29 |
Branch Locations
250 Fillmore Street Suite 104, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 11/2012 | 09/2021 |
| Schwab Private Client Investment Advisory, Inc | Lone Tree | CO | 11/2015 | 09/2021 |
| Morgan Stanley | Highlands Ranch | CO | 09/2021 | Present |
| E*Trade Securities, Llc | Highlands Ranch | CO | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-26 |
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