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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-05
CO RA APPROVED 2021-09-29
  • TX RA
    APPROVED
    Since 2021-11-05
  • CO RA
    APPROVED
    Since 2021-09-29

Branch Locations

250 Fillmore Street Suite 104, Denver, CO 80206 • United States

Highlands Ranch, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 11/2012 09/2021
Schwab Private Client Investment Advisory, Inc Lone Tree CO 11/2015 09/2021
Morgan Stanley Highlands Ranch CO 09/2021 Present
E*Trade Securities, Llc Highlands Ranch CO 11/2021 Present
  • 11/2012 → 09/2021
    Lone Tree, CO
  • 11/2015 → 09/2021
    Schwab Private Client Investment Advisory, Inc
    Lone Tree, CO
  • 09/2021 → Present
    Highlands Ranch, CO
  • 11/2021 → Present
    E*Trade Securities, Llc
    Highlands Ranch, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-03
S63 Uniform Securities Agent State Law Examination 2007-11-26
  • S66 Uniform Combined State Law Examination
    2010-11-03
  • S63 Uniform Securities Agent State Law Examination
    2007-11-26
Designations
Other Names
  • Kip Hall

View on SEC IAPD

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