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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-06-27 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402 • United States
Richfield, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 06/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
NAME OF ACTIVITY: FINRA ARBITRATOR; DATE ACTIVITY STARTED: 12/07/2015; EMPLOYEE; HOURS PER MONTH 0-20; HOURS DURING TRADING HOURS PER MONTH 0; INCOME PER YEAR UP TO $10,000; THIS IS NOT INVESTMENT RELATED; THIS IS NOT LIKELEY TO INTERFERE WITH RESPONSIBILITIES TO THE COMPANY AND ITS CLIENTS; ---END---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-19 |
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