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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-06-27
  • MN RA
    APPROVED
    Since 2014-06-27

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402 • United States

Richfield, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 06/2014 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Previous Registrations
  • 2014-01-07 → 2014-06-23
    Securian Financial Services, Inc.
    Minnetonka, MN
  • 2010-10-04 → 2014-06-23
    Cri Securities, Llc
    Minnetonka, MN
Other Businesses

NAME OF ACTIVITY: FINRA ARBITRATOR; DATE ACTIVITY STARTED: 12/07/2015; EMPLOYEE; HOURS PER MONTH 0-20; HOURS DURING TRADING HOURS PER MONTH 0; INCOME PER YEAR UP TO $10,000; THIS IS NOT INVESTMENT RELATED; THIS IS NOT LIKELEY TO INTERFERE WITH RESPONSIBILITIES TO THE COMPANY AND ITS CLIENTS; ---END---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-19
  • S66 Uniform Combined State Law Examination
    2007-12-19

View on SEC IAPD

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