Marcia F Ramos

Current Employers

Employment History

• 04/2014 → 11/2016
  Wells Fargo Advisors Llc
  Scottsdale, AZ
• 11/2016 → 02/2020
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
• 02/2020 → Present
  Lpl Financial Llc
  Scottsdale, AZ
• 02/2020 → Present
  Stratos Wealth Partners, Ltd
  Scottsdale, AZ

Previous Registrations

• 2014-04-29 → 2020-02-19
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
• 2011-07-19 → 2013-07-24
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ

Other Businesses

1) 02/03/2020 - The Marquis Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2020 - 160 hr/mth 2) 02/03/2020 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2019 - 160 hr/mth 3) 02/03/2020 - Notary - state of AZ - inv rel. 4) 2/13/2020 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 5) 2/26/2020 - Stratos Wealth Partners, LTD - DBA: (Hybrid) The Marquis Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Licensed Admin. - Start Date: 02/13/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 6) 2/26/2020 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Start Date: 11/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 11/16/2020 - Marquis Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/13/2020 - 40 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-07-18
• S63 Uniform Securities Agent State Law Examination
  2011-07-11

Other Names

• Marcia Ramos
• Marcia Maysse