Patrick Peter Vaughan

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Rbc Capital Markets Llc
  Baltimore, MD
• 04/2017 → Present
  City National Bank
  Baltimore, MD

Previous Registrations

• 2008-11-24 → 2009-03-13
  Ferris, Baker Watts, Llc
  Baltimore, MD

Other Businesses

THE CAL RIPKEN FOUNDATION YOUTH LEADERSHIP CHARITY NO END DATE. ON OBARD OF DIRECTORS. FUND RAISING. DEVOTE 5 HRS PER MONTH.

Exams

• S66 Uniform Combined State Law Examination
  2008-11-20

Designations

• Certified Financial Planner