Patrick Peter Vaughan

Rbc Capital Markets, LLC

Hunt Valley, MD

Lutherville-Timonium, MD

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-02-05
MD	RA	APPROVED	2009-03-13

TX RA
APPROVED_RES

Since 2015-02-05
MD RA
APPROVED

Since 2009-03-13

Branch Locations

225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States

Lutherville-Timonium, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Llc	Baltimore	MD	03/2009	Present
City National Bank	Baltimore	MD	04/2017	Present

03/2009 → Present

Rbc Capital Markets Llc

Baltimore, MD
04/2017 → Present

City National Bank

Baltimore, MD

Previous Registrations

2008-11-24 → 2009-03-13

Ferris, Baker Watts, Llc

Baltimore, MD

Other Businesses

THE CAL RIPKEN FOUNDATION YOUTH LEADERSHIP CHARITY NO END DATE. ON OBARD OF DIRECTORS. FUND RAISING. DEVOTE 5 HRS PER MONTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-11-20

S66 Uniform Combined State Law Examination

2008-11-20

Designations

View on SEC IAPD

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BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD

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GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD

MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD

BUSH RIVER TRUST, LLC · HUNT VALLEY, MD

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