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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-08-22 |
| TX | RA | APPROVED | 2024-08-22 |
Branch Locations
3825 Edwards Rd. Suite 530, Cincinnati, OH 45209 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Cincinnati | OH | 08/2015 | 08/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 08/2015 | 08/2024 |
| Rbc Capital Markets, Llc | Cincinnati | OH | 08/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 08/2024 |
*587504 - Clovernook Center for the Blind; Investment related -No; Cincinnati, Ohio; Civic/Community; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 04/2024; During business hours: 0; After business hours: 3; Business Development/Growth, Fundraising, Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-30 |
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