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Paivi Johanna Cartwright

Charles Schwab & Co., Inc.

Lake Grove, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-22
  • NY RA
    APPROVED
    Since 2021-04-22

Branch Locations

2095 Smith Haven Plaza, Lake Grove, NY 11755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Smithtown NY 09/2010 Present
Charles Schwab Bank Smithtown NY 09/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-10
  • S66 Uniform Combined State Law Examination
    2007-12-10
Other Names
  • Paivi J Cartwright

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · LAKE GROVE, NY
STRATEGIC ADVISERS LLC · LAKE GROVE, NY
WELLS FARGO CLEARING SERVICES, LLC · LAKE GROVE, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAKE GROVE, NY
LPL FINANCIAL LLC · NESCONSET, NY
EDWARD JONES · ST JAMES, NY
PENSION FUND EVALUATIONS, INC. · CENTEREACH, NY
LPL FINANCIAL LLC · SMITHTOWN, NY

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