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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-07-17 |
| PR | RA | APPROVED | 2014-10-29 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
1590 Ponce De Leon Ave., Gm Group Plaza, Ste 405 Pmb 31, San Juan, PR 00926 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale | FL | 10/2014 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 10/2014 | Present |
1) DBA : WEST INDIES WEALTH MANAGEMENT -1590 PONCE DE LEON AVE., GM GROUP PLAZA, STE 405, PMB 31, SAN JUAN, PR 00926; SECURITIES INVESTMENTS; INVESTMENT RELATED; PARTNER; ADMINISTRATIVE; 50% OF TIME SPENT 2 )SELLING OF TAX CREDITS AS TAX STRATEGY - URB PARQUE DE BUSCARE II, B-12 TUREY STREET, GUAYNABO, PR 00969; TAX CREDITS; NON-INVESTMENT RELATED; OWNER; SALES; <1%OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-17 |
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