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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-10
TX RA APPROVED_RES 2020-11-10
  • CA RA
    APPROVED
    Since 2020-11-10
  • TX RA
    APPROVED_RES
    Since 2020-11-10

Branch Locations

8850 Navajo Road, San Diego, CA 92119 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na. San Diego CA 07/2016 Present
J.P. Morgan Securities Llc San Diego CA 07/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-03
S63 Uniform Securities Agent State Law Examination 2007-11-08
  • S66 Uniform Combined State Law Examination
    2020-11-03
  • S63 Uniform Securities Agent State Law Examination
    2007-11-08
Other Names
  • Richard M Desola
  • Richard M Desola
  • Rick Desola
  • Richard Matthew Desola

View on SEC IAPD

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