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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-18 |
| NY | RA | APPROVED | 2024-05-16 |
Branch Locations
3 Lear Jet Ln Stes 200N & 201N, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Latham | NY | 08/2016 | Present |
| Wealthone Llc(Fka:WEalthpointllc;Capital Financial Planning Llc) | Albany | NY | 08/2016 | Present |
1. 4/2/2019 - KNAUST GROUP LLC - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date: 01/01/2019 - 3 hrs/mo - 2 hrs during trading. 2. 11/7/2023: MPWM Advisory Solutions LLC; At reported business location(s); Registered Investment Advisor Hybrid; IAR; Inv. related; start date 10/1/2023; 100hrs/mo.; 8hrs during trading; I provide investment advisory services through MPWM Advisory Solutions LLC, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 04/02/2024 - Associates of Clifton Park - Non-Variable Insurance - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 11/07/2023 - 10 Hours Per Month/ 1 Hour During Trading 4. 06/21/2024 - Empire Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2024 - 0 Hours Per Month/ During Trading 5) 02/28/2025 - VERANT WEALTH - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:03/03/2025 - 160 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-05-12 |
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