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Adam Christopher Knaust

LPl Financial LLC

Latham, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-18
NY RA APPROVED 2024-05-16
  • TX RA
    APPROVED_RES
    Since 2026-08-18
  • NY RA
    APPROVED
    Since 2024-05-16

Branch Locations

3 Lear Jet Ln Stes 200N & 201N, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Latham NY 08/2016 Present
Wealthone Llc(Fka:WEalthpointllc;Capital Financial Planning Llc) Albany NY 08/2016 Present
  • 08/2016 → Present
    Latham, NY
  • 08/2016 → Present
    Wealthone Llc(Fka:WEalthpointllc;Capital Financial Planning Llc)
    Albany, NY
Previous Registrations
Other Businesses

1. 4/2/2019 - KNAUST GROUP LLC - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date: 01/01/2019 - 3 hrs/mo - 2 hrs during trading. 2. 11/7/2023: MPWM Advisory Solutions LLC; At reported business location(s); Registered Investment Advisor Hybrid; IAR; Inv. related; start date 10/1/2023; 100hrs/mo.; 8hrs during trading; I provide investment advisory services through MPWM Advisory Solutions LLC, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 04/02/2024 - Associates of Clifton Park - Non-Variable Insurance - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 11/07/2023 - 10 Hours Per Month/ 1 Hour During Trading 4. 06/21/2024 - Empire Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2024 - 0 Hours Per Month/ During Trading 5) 02/28/2025 - VERANT WEALTH - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:03/03/2025 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-05-12
  • S63 Uniform Securities Agent State Law Examination
    2008-05-12
Other Names
  • Adam Knaust

View on SEC IAPD

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