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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-12-05
CT RA APPROVED 2008-11-10
  • TX RA
    APPROVED_RES
    Since 2014-12-05
  • CT RA
    APPROVED
    Since 2008-11-10

Branch Locations

1020 Post Rd, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 08/2008 Present
Bank Of America,N.A. Darien CT 06/2011 Present
Other Businesses

I*4699274 Entity Type: Entity Charitable Name of OBA: The Community Fund of Darien Address: Darien, Connecticut, 6820 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/16/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: The Community Fund grants dollars to local nonprofits supporting the basic needs of our neighbors in the local Stamford, Norwalk and Darien area. These grants provide access to food, housing, physical and mental healthcare, employment skills, youth success programs and emergency services. Board member with involvement in the grants process including site visits as well as panel reviews.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-05
  • S66 Uniform Combined State Law Examination
    2008-11-05
Other Names
  • Thomas Dornan

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