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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-08-20 |
| CO | RA | APPROVED | 2023-05-17 |
Branch Locations
Metropoint I 4600 So. Ulster St #1350, Denver, CO 80237 • United States
North Platte, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated | Denver | CO | 11/2011 | 05/2023 |
| Wedbush Securities | Denver | CO | 05/2023 | Present |
(1) East Maloney Home Owner's Association, Not investment related, North Platte, NE, Vice President Board of Directors, Start: 09/01/2022, Approx.: 2 Hours monthly, none during business hours, Duties: The Board governs the HOA. (2) T&T Baker Enterprises, LLC; Not Investment Related; Castle Rock, CO; Excavation; Member; Start: 7/2024; Approx: No hours devoted; Duties: 1% member of LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-07 |
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