Fina Laura Sneed

Current Employers

Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2026-01-08
TX	RA	APPROVED	2026-01-08
CA	RA	APPROVED	2024-12-16

LA RA
APPROVED

Since 2026-01-08
TX RA
APPROVED

Since 2026-01-08
CA RA
APPROVED

Since 2024-12-16

Branch Locations

9481 Irvine Center Drive, Irvine, CA 92618 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-10-04

CA RA
APPROVED

Since 2022-10-04

Branch Locations

9481 Irvine Center, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Provence Registered Investment Advisors, Llc	Irvine	CA	06/2016	Present
Lpl Financial, Llc	Irvine	CA	06/2016	Present
Lpl Financial, Llc	Irvine	CA	10/2022	Present

06/2016 → Present

Provence Registered Investment Advisors, Llc

Irvine, CA
06/2016 → Present

Lpl Financial, Llc

Irvine, CA
10/2022 → Present

Lpl Financial, Llc

Irvine, CA

Previous Registrations

2017-11-08 → 2025-03-28

Provence Wealth Management Group

Irvine, CA

Other Businesses

1. 10/27/2016 - PROVENCE WEALTH MANAGEMENT GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 8/9/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 01/11/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 12/10/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 3. 02/03/2022 - PWMG - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/15/2021 - 0 Hours Per Month/0 Hours During Securities Trading. 4) 04/01/2025 - Provence Wealth Management Group, LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:03/07/2025 - 80 Hrs/Mth - 80 Hrs During Trading. 5) 04/01/2025 - Provence Wealth Management Group - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:03/07/2025 - 80 Hrs/Mth - 40 Hrs During Trading. 6) 04/01/2025 - Independent Advisor Alliance, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:03/07/2025 - 80 Hrs/Mth - 80 Hrs During Trading.I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 3/2025. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-12-27
S63	Uniform Securities Agent State Law Examination	2007-10-23

S66 Uniform Combined State Law Examination

2016-12-27
S63 Uniform Securities Agent State Law Examination

2007-10-23

Designations

Other Names

Fina Laura Ramos
Fina Sneed
Fina L Sneed

View on SEC IAPD