Best Investors Account Sign in

Michael Kurt Glaser

Stephens

Memphis, TN

Claim This Profile
Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-04-30
TX RA APPROVED 2018-04-27
  • TN RA
    APPROVED
    Since 2018-04-30
  • TX RA
    APPROVED
    Since 2018-04-27

Branch Locations

6075 Poplar Avenue Crescent Center, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Memphis TN 09/2007 11/2016
Wells Fargo Clearing Services, Llc Memphis TN 11/2016 04/2018
Stephens Inc. Memphis TN 04/2018 02/2022
Stephens Inc. Memphis TN 02/2022 03/2026
Stephens Inc. Memphis TN 03/2026 Present
  • 09/2007 → 11/2016
    Wells Fargo Advisors Llc
    Memphis, TN
  • 11/2016 → 04/2018
    Wells Fargo Clearing Services, Llc
    Memphis, TN
  • 04/2018 → 02/2022
    Stephens Inc.
    Memphis, TN
  • 02/2022 → 03/2026
    Stephens Inc.
    Memphis, TN
  • 03/2026 → Present
    Stephens Inc.
    Memphis, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-12
  • S66 Uniform Combined State Law Examination
    2011-04-12
Other Names
  • Michael Glaser

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
NEWSOUTH CAPITAL MANAGEMENT INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PRIVATE ADVISOR GROUP, LLC
LPL FINANCIAL LLC
B. RILEY WEALTH ADVISORS, INC.
INDEPENDENT FINANCIAL GROUP, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Other Investors

Lisa Gail Barker
CHADWICK JACKSON MYERS
MARGARET MCCARVER
DEANNA NICOLE MUSSO
ROBERT BRIAN REECE
MARTY CARLIS GREEN
MONICA BETH WIESEL
CHARLES DALE WATSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

More in Memphis, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor