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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-12-17 |
Branch Locations
5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimerfunds Distributor Inc | Centennial | CO | 09/2007 | 05/2019 |
| Invesco Distributors, Inc. | Houston | TX | 05/2019 | 06/2019 |
| Syntrinsic Investment Counsel | Denver | CO | 07/2019 | 12/2019 |
| Janus Henderson Distributors | Denver | CO | 08/2020 | 11/2020 |
| Janus Management Holdings Corp. | Denver | CO | 08/2020 | 11/2020 |
| Unemployed | Lakewood | CO | 01/2020 | 07/2020 |
| Morgan Stanley | Greenwood Village | CO | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-01 |
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