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4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-10-15 |
Branch Locations
11988 El Camino Real Suite 600, San Diego, CA 92130 • United States
4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brandes Investment Partners, L.P. | La Jolla | CA | 05/2013 | Present |
| Alps Distributors, Inc. | Denver | CO | 09/2015 | 07/2024 |
| Foreside Fund Services, Llc | La Jolla | CA | 07/2024 | Present |
Brandes Investment Partners, LP; Investment Related; La Jolla, CA; Investment Advisor; Sales Associate; Start 4/30/2013; 160 Hrs Per Month; Assist in developing and supporting a regional business plan to service and support current and potential consultants and clients across the United States and Canada.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-23 |
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