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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-03-02 |
Branch Locations
2450 Maitland Center Parkway Suite 201, Maitland, FL 32751 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corp | Orlando | FL | 09/2007 | 03/2023 |
| Universal Orlando Resort | Orlando | FL | 11/2004 | 06/2020 |
| Commonwealth Financial Network | Waltham | MA | 03/2023 | Present |
| Aegis Consulting | Maitland | FL | 03/2023 | Present |
1. Fixed insurance sales; as of 2/27/2023; 2% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Sapphire Wealth Partners, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 2/27/2023; 1% time spent during business hours; Conducted at branch; Investment related. 3. Co-owner, The Farb Financial Group, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 2/27/2023; 0% of time spent during business hours; Conducted at branch; Investment related. 4. Co-Owner, Farb and Schilling, LLC, an entity created for the purpose of buying and managing commercial real estate at 2450 Maitland Center Parkway, Suite 201, Maitland, FL 32751, as of 05/2021; Less than 1% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-06-01 |
| S66 | Uniform Combined State Law Examination | 2009-05-01 |
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