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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-02
  • FL RA
    APPROVED
    Since 2023-03-02

Branch Locations

2450 Maitland Center Parkway Suite 201, Maitland, FL 32751 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corp Orlando FL 09/2007 03/2023
Universal Orlando Resort Orlando FL 11/2004 06/2020
Commonwealth Financial Network Waltham MA 03/2023 Present
Aegis Consulting Maitland FL 03/2023 Present
  • 09/2007 → 03/2023
    Lincoln Financial Advisors Corp
    Orlando, FL
  • 11/2004 → 06/2020
    Universal Orlando Resort
    Orlando, FL
  • 03/2023 → Present
    Waltham, MA
  • 03/2023 → Present
    Aegis Consulting
    Maitland, FL
Previous Registrations
  • 2009-05-14 → 2023-03-02
    Osaic Fa, Inc.
    Maitland, FL
Other Businesses

1. Fixed insurance sales; as of 2/27/2023; 2% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Sapphire Wealth Partners, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 2/27/2023; 1% time spent during business hours; Conducted at branch; Investment related. 3. Co-owner, The Farb Financial Group, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 2/27/2023; 0% of time spent during business hours; Conducted at branch; Investment related. 4. Co-Owner, Farb and Schilling, LLC, an entity created for the purpose of buying and managing commercial real estate at 2450 Maitland Center Parkway, Suite 201, Maitland, FL 32751, as of 05/2021; Less than 1% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-06-01
S66 Uniform Combined State Law Examination 2009-05-01
  • S63 Uniform Securities Agent State Law Examination
    2017-06-01
  • S66 Uniform Combined State Law Examination
    2009-05-01
Designations
Other Names
  • Rebecca Lynn Farb

View on SEC IAPD

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