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Benjamin Thomas Haynes

Robert W. Baird & Co. Incorporated

Denver, CO

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-12-21
  • CO RA
    APPROVED
    Since 2025-12-21

Branch Locations

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Denver CO 09/2014 10/2025
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 09/2014 10/2025
Robert W. Baird & Co. Incorporated Denver CO 10/2025 Present
  • 09/2014 → 10/2025
    Tiaa
    Denver, CO
  • 09/2014 → 10/2025
    Tiaa-Cref Individual & Institutional Services, Llc
    Denver, CO
  • 10/2025 → Present
    Robert W. Baird & Co. Incorporated
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-18
S63 Uniform Securities Agent State Law Examination 2008-01-17
  • S66 Uniform Combined State Law Examination
    2025-12-18
  • S63 Uniform Securities Agent State Law Examination
    2008-01-17
Other Names
  • Benjamin Thomas Haynes
  • Benjamin T Haynes

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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