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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-02
AL RA APPROVED 2021-02-17
  • TX RA
    APPROVED_RES
    Since 2026-06-02
  • AL RA
    APPROVED
    Since 2021-02-17

Branch Locations

305 Church St Sw Fl 1, Huntsville, AL 35801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtis Scottsboro AL 07/2011 01/2018
Bb&T Securities, Llc Oneonta AL 01/2018 02/2021
Truist Investment Services, Inc. Huntsville AL 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 07/2011 → 01/2018
    Bbtis
    Scottsboro, AL
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Oneonta, AL
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Huntsville, AL
  • 02/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Huntsville, AL
    Birmingham, AL
    Oneonta, AL
    Asheville, AL
    Huntsville, AL
    Charlotte, NC
    Scottsboro, AL
    Duluth, GA
    Richmond, VA
  • 2011-07-13 → 2018-01-02
    Bb&T Investment Services, Inc.
    Gadsden, AL
    Oneonta, AL
    Asheville, AL
    Huntsville, AL
    Charlotte, NC
    Scottsboro, AL
    Homewood, AL
    Huntsville, AL
  • 2009-04-27 → 2011-07-18
    Intl Advisory Consultants Inc.
    Birmingham, AL
  • 2007-12-04 → 2009-05-13
    Birmingham, AL
Other Businesses

SPEAKING ENGAGEMENTS POSITION: OWNER NATURE: OWNER/SOLE PROPRIETOR INVESTMENT RELATED: NO NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 0 START DATE: 06/01/2009 ADDRESS: 1192 COUNTY ROAD 270, FORT PAYNE AL 35967 DESCRIPTION: I SPEAK TO SMALL GROUPS TO EDUCATE THEM ON THE TOPICS OF PERSONAL CONSUMPTION AND BUDGETING. NO INVESTMENTS ARE DISCUSSED. I DON'T SPEAK ON BEHALF OF ANY PERSON OR COMPANY OTHER THAN MYSELF. MINIMAL COMPENSATION IS RECEIVED. BOARD MEMBER POSITION: BOARD MEMBER NATURE: BOARD MEMBER INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2015 ADDRESS: 3901 GRAND AVE SW, FORT PAYNE AL 35967 DESCRIPTION: MY CHURCH HAS ASKED ME TO SIT ON THE BOARD. FARM POSITION: Owner NATURE: Owner/Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2017 ADDRESS: 1192 County Road 270, Fort Payne AL 35967, United States DESCRIPTION: We started a small farming operation. NATHAN & STACY BUFFINGTON REAL ESTATE POSITION: Co-Owner NATURE: We are planning to start purchasing and renting real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2019 ADDRESS: 1192 County Road 270, Fort Payne AL 35967 CAR WASH AND BILLBOARD SIGN POSITION: Owner NATURE: This is a self-serve car wash. A billboard sign is also part of the property. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2022 ADDRESS: Fort Payne AL, United States DESCRIPTION: My wife will order supplies and handle the operations. I don't have plans to handle any of the repairs. We will have someone to handle the repairs. We will have someone handle the ads for the billboard sign. We will receive compensation from that individual for the sign. HEARTS ACADEMY OF EXCELLENCE POSITION: Board Member NATURE: This is a home-school hybrid school. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/09/2025 ADDRESS: Fort Payne AL, United States DESCRIPTION: Helping guide them on business decisions with running the organization.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-03
  • S66 Uniform Combined State Law Examination
    2007-12-03
Other Names
  • Nathan Buffington

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